To overthrow a tyrant, try the 3.5 Percent Solution
A study of 323 uprisings against repressive regimes yields stunning insights.
- No democracy movement has ever failed when it was able to mobilize at least 3.5 percent of the population to protest over a sustained period
- At that scale, most soldiers have no desire to suppress protesters. Why? Because the crowd includes their family members, friends, coworkers, and neighbors.
- With a population of 327 million, the U.S. would need to mobilize about 11.5 million people to assert popular, democratic power on the government. Could that happen?
In the years after the fall of the Berlin Wall in 1989, Western democracies were giddy about the global victory of market-based liberal systems. Decades of the Cold War were over. The logic of markets, rights, contracts, and law prevailed. It was, Francis Fukuyama famously declared, "the end of history."
But in the last decade, authoritarianism has staged a comeback. Putin and Xi have consolidated power in Russia and China. Eastern bloc nations have revived ugly forms of nationalism. The U.S. and Britain have disavowed their durable alliances and free trade. Hungary, Turkey, the Philippines have cracked down on the opposition, as have Brazil, Venezuela, Guatemala, and Nicaragua. When the U.S. deposed Saddam Hussein, Iraqis did not greet Americans as liberators.
Stunned, small-d democrats now understand the leveling, destructive power of globalism. If Twitter can be used to rally pro-democracy activists in Tahrir Square, it can also be used to spread hateful lies and revive old prejudices. Angry mobs, living in online echo chambers, can be riled into dangerous wars against democratic norms and institutions.
Can anything be done to confront the rising tide of authoritarianism? Research suggests a simple answer: Put millions of bodies in the streets to demonstrate, peacefully, for democratic values.
No democracy movement has ever failed when it was able to mobilize at least 3.5 percent of the population to protest over a sustained period, according to a study by Erica Chenoweth of Harvard University's John F. Kennedy School of Government and Maria Stephan of the U.S. Institute of Peace.
In their book, "Why Civil Resistance Works: The Strategic Logic of Nonviolent Conflict", Chenoweth and Stephan analyzed 323 political and social movements that challenged repressive regimes from 1900 to 2006. Such mass demonstrations are so visible, they found, that no one can ignore them. Their diversity and networks—with connections to schools, unions, churches, media, sports teams, fraternities, and even the military—gives them a superhuman voice and spirit. At that scale, most soldiers have no desire to suppress the protesters. Why? Because the crowd includes their family members, friends, coworkers, and neighbors.
Call it the 3.5 Percent Solution.
What is the 3.5 Percent Solution?
Let's suppose that Americans wanted to stand up against government repression. How could everyday Americans not just speak out, but also force elites to radically change direction?
With a population of 327 million, the U.S. would need to mobilize about 11.5 million people to assert popular, democratic power on the government. Could that happen? Maybe. More than 2.6 million people took part in the Women's March, in cities all over the country (and world), on the day after Inauguration Day 2017. The U.S. would have to mobilize four times that many to push the reluctant Washington leaders.
That would take a lot of work, but it's possible.
A. Philip Randolph, front center. Civil Rights leaders holds hands as they march along the National Mall during the March on Washington for Jobs and Freedom, Washington DC, August 28, 1963. The march and rally provided the setting for the Reverend Martin Luther King Jr's iconic 'I Have a Dream' speech.
(Photo by PhotoQuest/Getty Images)
The logic of mass mobilization was first explained by a labor leader named A. Philip Randolph, who organized the black Pullman car porters in the 1920s and 1930s. In 1941, Randolph organized masses of black men to march in the streets of Washington to protest discrimination in the war industries. President Franklin Roosevelt called him to the White House, made some vague promises, and asked him to call off the march. Randolph said no, not until he got a signed executive order. Eleanor Roosevelt and Fiorello LaGuardia pleaded with Randolph to step aside. FDR dreaded the prospect of long columns of black men—maybe 100,000 of them—marching down Pennsylvania chanting about discrimination.
When Randolph stood firm, Roosevelt relented. He signed Executive Order 8802 and Randolph called off the march.
Randolph understood that reform requires activists to put their bodies on the line—peacefully. Without a willingness to be visible and accept consequences, like getting beaten or thrown into jail, the people in power do not take the opposition seriously.
"Here's what we have to say to all of America's men and women falling in the grips of hatred and white supremacy: Come back. It's not too late. You have neighbors and loved ones waiting, holding space for you. And we will love you back." – Alexandria Ocasio-Cortez
As Gene Sharp points out in his three-volume masterpiece, The Politics of Nonviolent Action, regimes gain power when ordinary citizens consent to their rule. Usually, that consent is tacit, when people pay taxes, accept government regulations, and follow basic practices like sending kids to school; sometimes, it's explicit, like adhering to court decisions and voting in elections. Nonviolent demonstrations, in effect, withdraw that consent. And no regime can survive when too many people refuse to obey the regime's orders.
The most important demonstration of our time, the 1963 March on Washington, attracted from 250,000 to 400,000, according to crowd experts. Randolph called that march too and hired Bayard Rustin to organize it. The star power of Martin Luther King and other headliners like Mahalia Jackson, Marian Anderson, Harry Belafonte, Bob Dylan, and Joan Baez made it historic.
The Roger Bannister Effect
Roger Bannister breaks the tape as he crosses the winning line to complete the historic four-minute mile record in Oxfordshire, England. 6th May, 1954.
Photo by Bentley Archive/Popperfoto via Getty Images/Getty Images
That's a far cry from the 11.5 million people needed for a 3.5 percent march. That's where the Roger Bannister Effect comes in. Before Bannister broke the four-minute mile in 1954, many believed the feat impossible. Within a year, four others beat the mark. In the last 50-plus years more than 1,000 people beat it. Once people achieve a breakthrough, others duplicate it. The mind shapes what's possible.
Such is the case with protests. Demonstrations have become as much a part of the system as elections and lobbying. In recent years, countless protests have surpassed one million. Worldwide, five million joined the women's marches in 2017.
So think of the 3.5 percent goal, or 11.5 million people, as the political equivalent of the four-minute mile. It might seem impossible, but it's actually quite possible.
In Hong Kong, hundreds of thousands have taken to the streets to protest China's effort to extradite criminal suspects from Hong Kong to China, where party-controlled courts mean rigged trials. On one day, crowds were estimated to reach more than one million in a nation-state of 7.4 million residents. That's about 13.5 percent. More typically, the marches numbered in the hundreds of thousands, hovering around the magic 3.5 percent mark. The trick is to sustain the effort. The movement has to be ready to mobilize on short notice. Succeed once and it's easier to succeed again—not automatic, but easier.
How to protest – and succeed
Protest movements attract the greatest, most diverse crowds when they focus on the consensus goals of fairness and democracy—against brutality and corruption—and keep their protests nonviolent.
If Americans ever wanted to stage a 3.5 percent March for Freedom, then, they must embrace a message that is both specific and mainstream. In 1963, the civil rights movement made a bold call for basic human rights, against the centuries of violence and indifference to the plight of blacks. Americans today would have to adopt the same kind of simple and clear message.
What universal values might such a march champion? Start with fair elections (against foreign influence, gerrymandering, disenfranchisement, and big money). Broaden that appeal to include civil liberties, not just for Americans but for the "wretched refuse" seeking asylum and protection from civil war and life-threatening violence in other lands.
Foreign policy might offer another set of universal values to rally protesters. Most Americans support the idea of opposing brutal dictatorships and embracing democratic allies. With its vast consensus, global warming might make another focal point for rallying the masses. It depends how well the organizers frame the issue.
Specific ideas also need expression in universal outrages. In their marches for democratic revival in the U.S., protesters could cry out against specific grievances, like Russia's cyberwar against the U.S., abuses at the U.S.-Mexico border, voter suppression, and Saudi Arabia's murder of Jamal Khashoggi.
But getting too specific carries risks. On issues lacking a broad and deep consensus, the protesters risk alienating potential allies. So should protesters rally for Obamacare and the $15 minimum wage? Maybe, maybe not. If these issues cannot rally the masses—for the long haul—maybe they should be left off the agenda.
"Power wants your body softening in your chair and your emotions dissipating on the screen," Timothy Snyder writes in his manifesto On Tyranny. "Get outside. Put your body in unfamiliar places with unfamiliar people. Make new friends and march with them."
The key is to make it easy for people to rally. Organize everywhere. Any place where people gather for parades and rallies—streets, parks, public squares, campuses, stadiums, auditoriums, churches, schools—get the necessary permits. It won't be any trouble in places with strong traditions of activism; but it will take work in less energized places.
The marches should also avoid the degrading rhetoric that certain destructive forces use to attack their enemies. In 1963, organizers approved most signs people carried at the March on Washington. That's going too far, but today's activists should focus on a strong assertion of values, not ad hominem attacks. Protesters should avoid also the bitterness and personal attacks common in social media. It might sound old-fashioned, but keep it clean. Don't try to "win" arguments with vitriol. Avoid tit for tat. Repeat, relentlessly, what matters: Stop the violence. Stop the lawlessness. Stop the assault on democracy.
Organizers should train marshals to keep things peaceful and nonviolent. Nonviolent movements have twice the success rate of movements that involve even occasional use of violence. But nonviolence doesn't just happen. It's a skill—a hard skill. But anyone who wants can learn it and will have the support of countless friends and neighbors once the big day comes.
The protests should always appeal to the better angels of our natures. Like Alexandria Ocasio-Cortez, we have to condemn racism but appeal to the better natures of people caught in its thrall. "Here's what we have to say to all of America's men and women falling in the grips of hatred and white supremacy: Come back," AOC said. "It's not too late. You have neighbors and loved ones waiting, holding space for you. And we will love you back."
Students take part in a march for the environment and the climate, in Brussels, on February 21, 2019. Greta Thunberg, the 16-year-old Swedish climate activist who has inspired pupils worldwide to boycott classes, urged the European Union on February 21, 2019 to double its ambition for greenhouse gas cuts.
Photo EMMANUEL DUNAND/AFP/Getty Images
A protest demonstration is really a physical challenge to the regime: We're here and you can't push us around. We will assert ourselves. We will prevail.
No great movement can win without putting bodies on the line. "Power wants your body softening in your chair and your emotions dissipating on the screen," Timothy Snyder writes in his manifesto On Tyranny. "Get outside. Put your body in unfamiliar places with unfamiliar people. Make new friends and march with them."
Ultimately, the greatest impact of 3.5 percent protests could be at the ballot box. Democracy, by its very definition, thrives only when lots of people go to the polls. People need a reason to vote. If a positive force does not surge through the country, people will get stuck in the better-of-two-evils mindset. That's enervating; it's exactly what the enemies of democracy want. The 3.5 percent demonstration is the best way possible to arouse Americans who fear for our democracy.
Civil rights activists have always known, in their heart, the truth of Chenoweth and Stephan's argument. America's greatest lesson in the power of protest came in the civil rights era. "It's just like geometry," James Bevel, one of Martin Luther King's acolytes said. "You add this, you add this, you add this, and you're going to get this. It's like a law. You can't miss with this.
"If you maintain your integrity in your heart and honestly do your work, and your motive and intention is right, and you go and seek what's just, there is no way for you not to achieve your objective."
Charles Euchner, who teaches writing at Columbia University's Graduate School of Architecture, Planning, and Preservation, is the author of Nobody Turn Me Around: A People's History of the 1963 March on Washington (2010) and a forthcoming book on Woodrow Wilson's campaign for the League of Nations. He can be reached at email@example.com.
To create wiser adults, add empathy to the school curriculum.
- Stories are at the heart of learning, writes Cleary Vaughan-Lee, Executive Director for the Global Oneness Project. They have always challenged us to think beyond ourselves, expanding our experience and revealing deep truths.
- Vaughan-Lee explains 6 ways that storytelling can foster empathy and deliver powerful learning experiences.
- Global Oneness Project is a free library of stories—containing short documentaries, photo essays, and essays—that each contain a companion lesson plan and learning activities for students so they can expand their experience of the world.
Philosophers like to present their works as if everything before it was wrong. Sometimes, they even say they have ended the need for more philosophy. So, what happens when somebody realizes they were mistaken?
Sometimes philosophers are wrong and admitting that you could be wrong is a big part of being a real philosopher. While most philosophers make minor adjustments to their arguments to correct for mistakes, others make large shifts in their thinking. Here, we have four philosophers who went back on what they said earlier in often radical ways.
Numerous U.S. Presidents invoked the Insurrection Act to to quell race and labor riots.
- U.S. Presidents have invoked the Insurrection Act on numerous occasions.
- The controversial law gives the President some power to bring in troops to police the American people.
- The Act has been used mainly to restore order following race and labor riots.
It looks like a busy hurricane season ahead. Probably.
- Before the hurricane season even started in 2020, Arthur and Bertha had already blown through, and Cristobal may be brewing right now.
- Weather forecasters see signs of a rough season ahead, with just a couple of reasons why maybe not.
- Where's an El Niño when you need one?
Welcome to Hurricane Season 2020. 2020, of course, scoffs at this calendric event much as it has everything else that's normal — meteorologists have already used up the year's A and B storm names before we even got here. And while early storms don't necessarily mean a bruising season ahead, forecasters expect an active season this year. Maybe storms will blow away the murder hornets and 13-year locusts we had planned.
NOAA expects a busy season
According to NOAA's Climate Prediction Center, an agency of the National Weather Service, there's a 60 percent chance that we're embarking upon a season with more storms than normal. There does, however, remain a 30 percent it'll be normal. Better than usual? Unlikely: Just a 10 percent chance.
Where a normal hurricane season has an average of 12 named storms, 6 of which become hurricanes and 3 of which are major hurricanes, the Climate Prediction Center reckons we're on track for 13 to 29 storms, 6 to 10 of which will become hurricanes, and 3 to 6 of these will be category 3, 4, or 5, packing winds of 111 mph or higher.
What has forecasters concerned are two factors in particular.
This year's El Niño ("Little Boy") looks to be more of a La Niña ("Little Girl"). The two conditions are part of what's called the El Niño-Southern Oscillation (ENSO) cycle, which describes temperature fluctuations between the ocean and atmosphere in the east-central Equatorial Pacific. With an El Niño, waters in the Pacific are unusually warm, whereas a La Niña means unusually cool waters. NOAA says that an El Niño can suppress hurricane formation in the Atlantic, and this year that mitigating effect is unlikely to be present.
Second, current conditions in the Atlantic and Caribbean suggest a fertile hurricane environment:
- The ocean there is warmer than usual.
- There's reduced vertical wind shear.
- Atlantic tropical trade winds are weak.
- There have been strong West African monsoons this year.
Here's NOAA's video laying out their forecast:
ArsTechnica spoke to hurricane scientist Phil Klotzbach, who agrees generally with NOAA, saying, "All in all, signs are certainly pointing towards an active season." Still, he notes a couple of signals that contradict that worrying outlook.
First off, Klotzbach notes that the surest sign of a rough hurricane season is when its earliest storms form in the deep tropics south of 25°N and east of the Lesser Antilles. "When you get storm formations here prior to June 1, it's typically a harbinger of an extremely active season." Fortunately, this year's hurricanes Arthur and Bertha, as well as the maybe-imminent Cristobal, formed outside this region. So there's that.
Second, Klotzbach notes that the correlation between early storm activity and a season's number of storms and intensities, is actually slightly negative. So while statistical connections aren't strongly predictive, there's at least some reason to think these early storms may augur an easy season ahead.
Image source: NOAA
Batten down the hatches early
If 2020's taught us anything, it's how to juggle multiple crises at once, and layering an active hurricane season on top of SARS-CoV-2 — not to mention everything else — poses a special challenge. Warns Treasury Secretary Wilbur Ross, "As Americans focus their attention on a safe and healthy reopening of our country, it remains critically important that we also remember to make the necessary preparations for the upcoming hurricane season." If, as many medical experts expect, we're forced back into quarantine by additional coronavirus waves, the oceanic waves slamming against our shores will best be met by storm preparations put in place in a less last-minute fashion than usual.
Ross adds, "Just as in years past, NOAA experts will stay ahead of developing hurricanes and tropical storms and provide the forecasts and warnings we depend on to stay safe."
Let's hope this, at least, can be counted on in this crazy year.
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